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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-21 |
| ND | RA | APPROVED | 2017-01-05 |
Branch Locations
1142 17Th Street North Suite D, Fargo, ND 58102 • United States
West Fargo, ND • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 09/2014 | 11/2016 |
| Bank Of America, N.A. | Chandler | AZ | 09/2014 | 11/2016 |
| Tiaa | Fargo | ND | 12/2016 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Fargo | ND | 12/2016 | Present |
SANDHILLS ARCHERY CLUB POSITION: Board Member NATURE: I was recently elected to the board of the club. My responsibilities will involve attending a monthly board meeting and volunteering for 2-4 hours per month. The position is not compensated and is purely on a volunteer basis. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 01/18/2023 ADDRESS: 3001 Charyl Ave NW, West Fargo ND 58078, United States DESCRIPTION: Attend monthly board meetings, volunteering, voting on measures
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-04 |
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