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Radhika Upadhyaya

Wells Fargo Clearing Services, LLC

St. Louis, MO

Birmingham, MI

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-21
MI RA APPROVED 2026-01-14
  • TX RA
    APPROVED_RES
    Since 2026-01-21
  • MI RA
    APPROVED
    Since 2026-01-14

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

255 E Brown St Suite 400, Birmingham, MI 48009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Inc Bloomfiled Hills MI 07/2010 07/2017
Jpmorgan Chase Bank Bloomfield Hills MI 07/2010 07/2017
Wells Fargo Clearing Services, Llc Birmingham MI 03/2021 Present
Wells Fargo Bank, Na Birmingham MI 07/2017 Present
  • 07/2010 → 07/2017
    J.P. Morgan Securities Inc
    Bloomfiled Hills, MI
  • 07/2010 → 07/2017
    Jpmorgan Chase Bank
    Bloomfield Hills, MI
  • 03/2021 → Present
    Wells Fargo Clearing Services, Llc
    Birmingham, MI
  • 07/2017 → Present
    Wells Fargo Bank, Na
    Birmingham, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-12
S63 Uniform Securities Agent State Law Examination 2010-12-27
  • S66 Uniform Combined State Law Examination
    2026-01-12
  • S63 Uniform Securities Agent State Law Examination
    2010-12-27

View on SEC IAPD

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