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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-02-13
  • CO RA
    APPROVED
    Since 2020-02-13

Branch Locations

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Denver, CO • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 01/2011 04/2017
Tiaa Denver CO 02/2011 05/2017
Tiaa Denver CO 08/2018 Present
Tiaa-Cref Individual & Institutional Services, Llc Denver CO 08/2018 Present
5Th Season Inc Fremont NE 04/2017 Present
Sprint Denver CO 11/2017 08/2018
Premier Roofing Company Denver CO 04/2017 04/2018
Lyft Denver CO 03/2018 Present
Previous Registrations
Other Businesses

(1) Name: 5th Season; Position: Family Business Nature: Lawn Care Investment Related: No Hours: 4 Securities Trading Hours: 0 Start Date: 04/01/2017; Address: 1020 W Military Ave, Fremont NE 68025, United States; Description: Lawn Care (2) Name: LYFT; Position: Driver Nature: Ride Sharing Investment Related: No Hours: 10 Securities Trading Hours: 0 Start Date: 01/01/2018; Address: 185 Berry St #5000, San Francisco CA 94104, United States; Description: Ride Sharing (3) UBER; POSITION: Driver NATURE: Ride Sharing INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 12/11/2018; ADDRESS: 1455 Market St #400, San Francisco CA 94103, United States'; DESCRIPTION: Ride Sharing 4) Rover / Pet Sitter jobs from Rover app. 5) Wuduwerks / Manager. Creating and selling cutting boards and other handcrafted woodworking pieces.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-28
S63 Uniform Securities Agent State Law Examination 2010-11-10
  • S66 Uniform Combined State Law Examination
    2015-08-28
  • S63 Uniform Securities Agent State Law Examination
    2010-11-10
Other Names
  • Chris Quinn Schafersman
  • Christopher Quinn Schafersman

View on SEC IAPD

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