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Kenneth Spafford

Schwab Wealth Advisory, Inc.

Orlando, FL

San Francisco, CA

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-03
FL RA APPROVED 2024-12-06
  • TX RA
    APPROVED
    Since 2025-02-03
  • FL RA
    APPROVED
    Since 2024-12-06

Branch Locations

1991 Summit Park Drive, Orlando, FL 32810 • United States

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Springfield MA 05/2021 10/2024
Mml Investors Services, Llc Orlando FL 05/2021 10/2024
Massmutual Trust Company, Fsb Enfield CT 02/2016 05/2021
Charles Schwab & Co., Inc. Orlando FL 10/2024 Present
Schwab Wealth Advisory, Inc. Orlando FL 10/2024 Present
  • 05/2021 → 10/2024
    Massmutual
    Springfield, MA
  • 05/2021 → 10/2024
    Mml Investors Services, Llc
    Orlando, FL
  • 02/2016 → 05/2021
    Massmutual Trust Company, Fsb
    Enfield, CT
  • 10/2024 → Present
    Charles Schwab & Co., Inc.
    Orlando, FL
  • 10/2024 → Present
    Schwab Wealth Advisory, Inc.
    Orlando, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-12-19
  • S66 Uniform Combined State Law Examination
    2024-12-19
Other Names
  • Kenneth Terrence Spafford

View on SEC IAPD

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Other Offices

CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orando, FL
CHARLES SCHWAB & CO., INC. · Orlando, FL
SCHWAB WEALTH ADVISORY, INC. · Orlando, FL
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