Randy L Aufleger

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Suwanee, GA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Suwanee, GA

Previous Registrations

• 2012-09-17 → 2015-01-07
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Alpharetta, GA
  Roswell, GA
• 2011-06-27 → 2012-07-09
  Msi Financial Services, Inc.
  Atlanta, GA

Exams

• S65 Uniform Investment Adviser Law Examination
  2011-04-27
• S63 Uniform Securities Agent State Law Examination
  2011-02-16

Other Names

• Randal Lynn Aufleger
• Randy L. Aufleger
• Randy Lynn Aufleger
• Randy Lynn Aufleger