William Owen Thompson

Current Employers

Employment History

• 04/2016 → Present
  Lpl Financial, Llc
  Lake Charles, LA
• 04/2016 → Present
  Newedge Advisors, Llc (Gwm Advisors, Llc)
  Lake Charles, LA

Previous Registrations

• 2014-06-19 → 2016-05-11
  Transamerica Financial Advisors, Llc
  Greenville, OH
  Lake Charles, LA
• 2010-11-04 → 2014-06-16
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Lake Charles, LA

Other Businesses

1. 04/21/2016 - W. O. THOMPSON CONSULTING/ BUSINESS ENTITY FOR TAX, INVESTMENT PURPOSES ONLY/ 0%/ LAKE CHARLES, LA 2. 04/21/2016 - VINCENT LILES THOMPSON PRIVATE WEALTH MANAGEMENT/ DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/ 100%/ LAKE CHARLES, LA 3. 04/21/2016 - WILLIAM THOMPSON/ NON-VARIABLE INSURANCE/ 5%/ LAKE CHARLES, LA 4. 05/26/2016 * GWM ADVISORS, LLC * Registered Investment Advisor DBA * Vincent Liles Thompson Private Wealth Management * inv rel * 49665 Elliott Road, Lake Charles, LA 70605 * (Hybrid) IAR * start 4/7/2016 * time spent 100%. 5. 11/27/2018 - Oak Grove Wealth Partners - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/01/2018 - 160 Hours Per Month/120 Hours During Securities Trading. 6. 2/9/2022 - NewEdge Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 4/7/2016 - Time Spent 100% - I provide investment advisory services through NewEdge Advisors, LLC, an independent investment advisor firm. I started this business activity in 4/2016. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S66 Uniform Combined State Law Examination
  2010-11-01

Other Names

• William Thompson
• William O Thompson