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Alex Beck

Schwab Wealth Advisory, Inc.

Phoenix, AZ

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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2024-10-24
  • AZ RA
    APPROVED
    Since 2024-10-24

Branch Locations

8040 South 48Th Street, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 07/2010 09/2024
Charles Schwab & Co., Inc. Phoenix AZ 09/2024 Present
  • 07/2010 → 09/2024
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2024 → Present
    Charles Schwab & Co., Inc.
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-08-04
  • S63 Uniform Securities Agent State Law Examination
    2010-08-04
Designations
Other Names
  • Alex M Beck
  • Alex Mitchell Beck

View on SEC IAPD

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