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80 Field Point Rd., Greenwich, CT 06830-6416 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-08-17 |
| TX | RA | APPROVED | 2022-08-17 |
Branch Locations
80 Field Point Rd., Greenwich, CT 06830-6416 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gamco Investors, Inc. | Rye | NY | 10/2015 | 06/2022 |
| G.rEsearch, Llc | Rye | NY | 10/2015 | 06/2022 |
| Avity Investment Management Inc. | Greenwich | CT | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-12 |
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