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Ellen M Houston

J.P. Morgan Securities LLC

Greenlawn, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-07-11
NY RA APPROVED 2022-02-10
  • TX RA
    APPROVED
    Since 2022-07-11
  • NY RA
    APPROVED
    Since 2022-02-10

Branch Locations

80 Broadway, Greenlawn, NY 11740 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Huntington NY 06/2010 Present
J.P. Morgan Securities Llc Huntington NY 06/2010 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-10-26
S63 Uniform Securities Agent State Law Examination 2010-08-03
  • S66 Uniform Combined State Law Examination
    2021-10-26
  • S63 Uniform Securities Agent State Law Examination
    2010-08-03
Other Names
  • Ellen M Hanley

View on SEC IAPD

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