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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-03-17 |
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2018-10-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| T.D. Ameritrade, Inc | Smithtown | NY | 10/2016 | 10/2018 |
| The Law Offices Of Gregg R. Evangelist, Esq. | Centerport | NY | 07/2016 | 10/2016 |
| J.P. Morgan Securities Llc | Greenlawn | NY | 10/2018 | Present |
| Jpmorgan Chase Bank, N.A. | Greenlawn | NY | 10/2018 | Present |
| Td Ameritrade Investment Management, Llc | Smithtown | NY | 01/2017 | 10/2018 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-01-12 |
| S65 | Uniform Investment Adviser Law Examination | 2003-01-21 |
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