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Voya Financial Advisors, Inc. CRD 2882
$3.87B regulatory AUM 120 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2018-02-07 |
Branch Locations
1600 Division St Suite 610, Nashville, TN 37203 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Nashville | TN | 12/2010 | 02/2018 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 07/2010 | 02/2018 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 02/2018 |
| Voya Financial Advisors, Inc. | Nashville | TN | 02/2018 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 214 SECOND AVE NORTH STE 2; NASHVILLE; TN; 37201; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 2/1/2018; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-10-08 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-08 |
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