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Whitney R Gorham

Voya Financial Advisors, Inc.

Nashville, TN

CRD 5816478

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Employer firm

Voya Financial Advisors, Inc. CRD 2882

$3.87B regulatory AUM 120 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Voya Financial Advisors, Inc.

One Orange Way, Windsor, CT 06095 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2018-02-07
  • TN RA
    APPROVED
    Since 2018-02-07

Branch Locations

1600 Division St Suite 610, Nashville, TN 37203 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Nashville TN 12/2010 02/2018
Northwestern Mutual Life Insurance Company Milwaukee WI 07/2010 02/2018
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 02/2018
Voya Financial Advisors, Inc. Nashville TN 02/2018 Present
Previous Registrations
Other Businesses

NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 214 SECOND AVE NORTH STE 2; NASHVILLE; TN; 37201; FIXED INSURANCE; INDEPENDENT INSURANCE AGENT; 2/1/2018; 160; 160; SALE OF FIXED INSURANCE PRODUCTS.|

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-10-08
S63 Uniform Securities Agent State Law Examination 2011-07-08
  • S65 Uniform Investment Adviser Law Examination
    2014-10-08
  • S63 Uniform Securities Agent State Law Examination
    2011-07-08
Other Names
  • Whit Gorham

View on SEC IAPD

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