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Miramar Plaza, 954 Ave. Ponce De León, Suite 201A, San Juan, PR 00908 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2025-10-21 |
Branch Locations
Miramar Plaza, 954 Ave. Ponce De León, Suite 201A, San Juan, PR 00908 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Government Development Bank For Puerto Rico | San Juan | PR | 03/2015 | 09/2016 |
| Evertec | San Juan | PR | 09/2016 | 05/2019 |
| Ashford Venture Partners Gp, Llc | San Juan | PR | 05/2019 | Present |
| Universidad De Puerto Rico | San Juan | PR | 08/2017 | 05/2022 |
| Aep Management Company, Llc | San Juan | PR | 04/2025 | Present |
1. Lerner Solutions Not investment related Address: 2255 Centre Ave Bellmore, NY 11710 Nature of business: IT services Position: Board of Directors Member Start Date: 10/2024 Number of hours/month you devote to the other business: 6 hrs/mo. Number of hours you devote to the other business during securities trading hours: 4 hrs/mo. Description of duties: Discussions with other Board members, CEO and management team on company topics such as strategy, financial and operating performance, organizational and business development matters, among others. 2. Forio Not investment related Address: 533 Airport Boulevard, Suite 400, Burlingame, CA 94110 Nature of business: Software Position: Board of Directors Member Start Date: 08/2024 Number of hours/month you devote to the other business: 5 hrs/mo. Number of hours you devote to the other business during securities trading hours: 3 hrs/mo. Description of duties: Discussions with other Board members, CEO and management team on company topics such as strategy, financial and operating performance, organizational and business development matters, among others. 3. Katonah Management Services Not investment related Address: 334 Underhill Ave. 5D, Yorktown Heights, NY 10598 Nature of business: Residential Property Management Position: Board of Directors Member Start Date: 02/2024 Number of hours/month you devote to the other business: 5 hrs/mo. Number of hours you devote to the other business during securities trading hours: 3 hrs/mo. Description of duties: Discussions with other Board members, CEO and management team on company topics such as strategy, financial and operating performance, organizational and business development matters, among others. 4. NeoAssist Not investment related Address: R. Pais Leme, 524-Pinheiros, São Paulo-SP, 05424-010, Brazil Nature of business: Software Position: Board of Directors Member Start Date: 02/2021 Number of hours/month you devote to the other business: 6 hrs/mo. Number of hours you devote to the other business during securities trading hours: 4 hrs/mo. Description of duties: Discussions with other Board members, CEO and management team on company topics such as strategy, financial and operating performance, organizational and business development matters, among others. 5. NextGen Community Management Not investment related Address: 954 Ave. Ponce de Leon, Suite 201A, San Juan, PR 00908 Nature of business: Homeowner Management Position: Co-Founder & Board of Directors Member Start Date: 02/2022 Number of hours/month you devote to the other business: 6 hrs/mo. Number of hours you devote to the other business during securities trading hours: 4 hrs/mo. Description of duties: Discussions with other Board members, CEO and management team on company topics such as strategy, financial and operating performance, organizational and business development matters, among others. 6. QMC Telecom LLC Not investment related Address: 954 Ave. Ponce de Leon, Suite 201A, San Juan, PR 00908 Nature of business: Telecom Service Provider Position: Board of Directors Member Start Date: 01/2023 Number of hours/month you devote to the other business: 3 hrs/mo. Number of hours you devote to the other business during securities trading hours: 2 hrs/mo. Description of duties: Discussions with other Board members, CEO and management team on company topics such as strategy, financial and operating performance, organizational and business development matters, among others. 7. Choice Health Not investment related Address: 3613 Haworth Dr #101 Raleigh, NC 27609 Nature of business: Healthcare Service Position: Board of Directors Member Start Date: 07/2025 Number of hours/month you devote to the other business: 5 hrs/mo. Number of hours you devote to the other business during securities trading hours: 3 hrs/mo. Description of duties: Discussions with other Board members, CEO and management team on company topics such as strategy, financial and operating performance, among others.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-03-09 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-20 |
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