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Current Employers
Usaa Investment Services Company

9800 Fredericksburg Road, San Antonio, TX 78288-0227 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2020-11-05
TX RA APPROVED 2020-11-05
  • CO RA
    APPROVED
    Since 2020-11-05
  • TX RA
    APPROVED
    Since 2020-11-05

Branch Locations

One Norterra Drive, Phoenix, AZ 85085 • United States

1855 Telstar Drive, Colorado Springs, CO 80920 • United States

Colorado Springs, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors Inc Colorado Springs CO 04/2016 06/2020
Usaa Financial Planning Services Colorado Springs CO 04/2016 12/2020
Usaa Investment Services Company Colorado Springs CO 01/2018 Present
Usaa Life Insurance Company Colorado Springs CO 12/2020 Present
  • 04/2016 → 06/2020
    Usaa Financial Advisors Inc
    Colorado Springs, CO
  • 04/2016 → 12/2020
    Usaa Financial Planning Services
    Colorado Springs, CO
  • 01/2018 → Present
    Colorado Springs, CO
  • 12/2020 → Present
    Usaa Life Insurance Company
    Colorado Springs, CO
Previous Registrations
Other Businesses

Company Name: Trilivy Nature of Business: Coaching, Support, and Guidance Business Address: 100 International Dr 18th Floor Baltimore MD 21202 Title/Position: Coach Brief Description of Duties Performed: Coaching Clients Dates Employed: 06/26/2021 TO PRESENT Amount of time you devote per week or per month: 8 hours a Month Work During Trading Hours: No Investment related: No Company Name: Rover.com Nature of Business: Pet Sitting, Doggie daycare, cats, etc. Business Address: 2101 Fourth Ave Ste 400 Seattle WA 98121 Title/Position: Pet Sitter Brief Description of Duties Performed: Doggie Daycare, taking care of dogs, cats, etc. Dates Employed: 02/08/2022 TO PRESENT Amount of time you devote per week or per month: 300 hours a Month Work During Trading Hours: Yes Investment related: No

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-07-24
S63 Uniform Securities Agent State Law Examination 2011-11-18
  • S65 Uniform Investment Adviser Law Examination
    2013-07-24
  • S63 Uniform Securities Agent State Law Examination
    2011-11-18
Other Names
  • Malia Tracy Tanaka
  • Malia Tracy Esp

View on SEC IAPD

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