Eric David Dieckhoff

Current Employers

Employment History

• 04/2006 → 07/2023
  Ameriprise Financial Services, Inc.
  Melville, NY
• 07/2023 → 01/2024
  Equitable Advisors, Llc
  New York, NY
• 01/2024 → Present
  Securities Research, Inc. Of Florida
  Vero Beach, FL
• 01/2024 → Present
  Arcap Partners Llc
  Plainview, NY

Previous Registrations

• 2024-02-01 → 2025-05-08
  Securities Research, Inc. Of Florida
  Vero Beach, FL
  Pert Jefferson, NY
• 2023-07-06 → 2024-02-01
  Equitable Advisors, Llc
  Melville, NY
• 2021-02-01 → 2023-07-12
  Ameriprise Financial Services, Llc
  Melville, NY
  Melville, NY
  Hauppauge, NY

Other Businesses

Licensed Insurance Agent in individual capacity, 111 Express Street, Suite 307, Plainview, NY 11803, Role: insurance products sales (non-securities), Investment-Related: Yes Start Date: Jan 2015, Approximate number of hours per month: 40 Hours, Approximate number of hours during trading hours: 2 hours Collect rental income frombrother who resides in an appartment at his primary residence located at 6 Bridle Path Lane, Port Jeffeson, NY 11777 as of 8/31/2023. Role: landlord, Not investment related, Hours per month: .25, hours during trading hours: 0 ARCAP Partners LLC, 111 Express Street, Suite 307, Plainview, NY 11803, Investment related: Yes, Role: Investment advisor sales, Nature of business: registered investment adviser, Start Date: January 2024, Approximate number of hours per month devoted to business: 30 hours, Approximate number of hours devoted during trading hours: 2 hours, Description: Investment Advisory Services. Name of business: Securities Research, Inc. ("SRI"), Address: 3055 Cardinal Drive, Suite 104, Vero Beach, FL, 32963, Role: Registered Representative and Investment Adviser Representative, Investment related?Yes, Nature of business: Registered broker-dealer and state registered investment adviser, Start Date: February 2024, Approximate number of hours/month: 80, Approximate number of hours during securities trading hours: 20, Briefly describe your duties: Registered representative ("RR") and investment adviser representative ("IAR"). As an RR, Mr. Dieckhoff markets and sells securities products to SRI's existing client base. In his capacity as an IAR, Mr. Dieckhoff provides investment advisory services to SRI's existing client base.

Exams

• S66 Uniform Combined State Law Examination
  2021-11-27