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Christopher R Molina

Charles Schwab & Co., Inc.

Phoenix, AZ

CRD 5814623

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-05-30
CA RA APPROVED 2019-07-22
  • AZ RA
    APPROVED
    Since 2023-05-30
  • CA RA
    APPROVED
    Since 2019-07-22

Branch Locations

2423 E Lincoln Dr, Phoenix, AZ 85016-1215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade Chandler AZ 06/2011 03/2018
Fisher Investments Plano TX 03/2018 06/2018
Apex Systems Addison TX 08/2018 06/2019
Usaa Financial Advisors, Inc. Addison TX 08/2018 06/2019
Usaa Investment Management Co. Addison TX 08/2018 06/2019
Charles Schwab & Co., Inc. Phoenix AZ 07/2019 Present
  • 06/2011 → 03/2018
    Scottrade
    Chandler, AZ
  • 03/2018 → 06/2018
    Plano, TX
  • 08/2018 → 06/2019
    Apex Systems
    Addison, TX
  • 08/2018 → 06/2019
    Usaa Financial Advisors, Inc.
    Addison, TX
  • 08/2018 → 06/2019
    Usaa Investment Management Co.
    Addison, TX
  • 07/2019 → Present
    Phoenix, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-01-25
S63 Uniform Securities Agent State Law Examination 2011-09-27
  • S66 Uniform Combined State Law Examination
    2017-01-25
  • S63 Uniform Securities Agent State Law Examination
    2011-09-27
Other Names
  • Chris Raul Molina
  • Christopher Raul Molina
  • Chris Molina

View on SEC IAPD

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