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Charles Schwab & Co., Inc. CRD 5393
955,800 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2023-05-30 |
| CA | RA | APPROVED | 2019-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade | Chandler | AZ | 06/2011 | 03/2018 |
| Fisher Investments | Plano | TX | 03/2018 | 06/2018 |
| Apex Systems | Addison | TX | 08/2018 | 06/2019 |
| Usaa Financial Advisors, Inc. | Addison | TX | 08/2018 | 06/2019 |
| Usaa Investment Management Co. | Addison | TX | 08/2018 | 06/2019 |
| Charles Schwab & Co., Inc. | Phoenix | AZ | 07/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-01-25 |
| S63 | Uniform Securities Agent State Law Examination | 2011-09-27 |
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