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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2026-01-16 |
| TX | RA | APPROVED_RES | 2026-01-16 |
Branch Locations
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
3570 Executive Drive Suite 201A, Uniontown, OH 44685 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 06/2011 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 06/2011 | Present |
| Rfg Advisory Llc Dba Six Point Financial Partners | Uniontown | OH | 01/2026 | Present |
(1) OWNER, BERNIER GROUP, LLC SINCE APRIL, 2011 TO HOLD PERSONAL REAL ESTATE AND BUSINESS INVESTMENTS. 1 HOUR PER MONTH. (2) RENTAL PROPERTY/Landlord IN LOUISVILLE, OH since 9/11/2009 1hr per month. (3) Board Member, Green Schools Foundation, Green, OH, 10/28/2024, 3hrs per month. (2) Six Point Financial Partners; YES; 3570 Executive Drive, Suite 201A, Uniontown, OH 44685; DBA; Advisor; 01/16/2026; 160 hrs mo; 160 hrs/mo during trading; DBA name for advisory business. (3) RFG Advisory LLC; YES; 1400 Urban Center Dr., Suite 475, Birmingham, AL 35243; RIA Affiliate; Investment Advisor Representative; 01/16/2026; 160 hrs/mo; 160 hrs/mo during trading; RIA Affiliate (4) 3) Pinnacle; Investment Related; 12724 Gran Bay Pkwy, Bldg 1, Ste 150, Jacksonville, FL 32258; Insurance Investments; Agent; 1/16/2026; 80 hrs/mo; 80 hrs/month during trading hours; advice on insurance investment products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-02-08 |
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