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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2024-05-29
CT RA APPROVED 2017-03-25
TX RA APPROVED_RES 2017-03-25
  • ME RA
    APPROVED
    Since 2024-05-29
  • CT RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-03-25

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Milford, CT • United States

Scarborough, ME • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc Shelton CT 11/2001 03/2017
Mml Investors Services, Llc Shelton CT 03/2017 Present
Mass Mutual Life Insurance Company Shelton CT 07/2016 Present
  • 11/2001 → 03/2017
    Metlife Securities Inc
    Shelton, CT
  • 03/2017 → Present
    Shelton, CT
  • 07/2016 → Present
    Mass Mutual Life Insurance Company
    Shelton, CT
Previous Registrations
  • 2012-09-26 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
Other Businesses

Name: Gina Magaudda Inv rel: Y Add: Residential Address Nature: Outside Insurance Sales Position: Independent Insurance Agent Start date: 1/2013 No hrs/mo: 1 No hrs/mo dur trading: 0 Describe duties: Life, Fixed Annuities, Disability, Long-term care, & Health.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-09-17
S63 Uniform Securities Agent State Law Examination 2006-06-23
  • S65 Uniform Investment Adviser Law Examination
    2012-09-17
  • S63 Uniform Securities Agent State Law Examination
    2006-06-23

View on SEC IAPD

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