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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2022-08-04 |
Branch Locations
880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES
Norwalk, IA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya | Des Moines | IA | 06/2015 | 11/2017 |
| Directed Services, Llc | Des Moines | IA | 07/2015 | 11/2017 |
| Principal Life Insurance | Des Moines | IA | 12/2017 | 09/2021 |
| Principal Securities | Des Moines | IA | 01/2018 | 09/2021 |
| Raymond James & Associates, Inc. | Norwalk | IA | 07/2022 | Present |
| Cetera Financial Specialists | Schaumburg | IL | 09/2021 | 07/2022 |
| Raymond James Financial Services, Inc. | Norwalk | IA | 07/2024 | Present |
| Raymond James Financial Services Advisors, Inc. | Norwalk | IA | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-11-01 |
| S66 | Uniform Combined State Law Examination | 2018-07-16 |
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