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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2017-03-25
TX RA APPROVED 2017-03-25
  • CT RA
    APPROVED
    Since 2017-03-25
  • TX RA
    APPROVED
    Since 2017-03-25

Branch Locations

6 Corporate Drive, Shelton, CT 06484 • United States

Orange, CT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Insurance Co Shelton CT 11/2000 03/2017
Mml Investors Services, Llc Shelton CT 03/2017 Present
Massachusetts Mutual Life Insurance Company Shelton CT 07/2016 Present
  • 11/2000 → 03/2017
    Metlife Insurance Co
    Shelton, CT
  • 03/2017 → Present
    Shelton, CT
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Shelton, CT
Previous Registrations
  • 2015-09-28 → 2017-03-25
    Msi Financial Services, Inc.
    Shelton, CT
Other Businesses

(1)Name: Allison Mislow Inv rel: Y Add: Residential address Nature: Outside Insurance Sales Position: Agent Start date: 12/2012 No. HR/MO: 2 No. HR/MO during sec trading: 2 Describe duties: Life (Term/Universal/Whole), Disability, Long-Term Care, Health, and Fixed Annuities. (2)Name: Power of Attorney - for parent: Gerald Anderson Inv rel: Y Add: Residential address Nature: Trustee Position: Power of Attorney for parent Start date: 11/13/2018 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: Power of Attorney. (3)Name:Allison Mislow, Inv Rel: Y Addr:@ Residential Address on file, Nature: Rental Income, Position:Silent Partner, Start:07/2021, No Hr/Mo:0 No Hr/Mo Dur Trading:0, Duties:Silent Partner n/a

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-09-26
S63 Uniform Securities Agent State Law Examination 2006-06-06
  • S66 Uniform Combined State Law Examination
    2015-09-26
  • S63 Uniform Securities Agent State Law Examination
    2006-06-06

View on SEC IAPD

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