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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-08-14
  • FL RA
    APPROVED
    Since 2023-08-14

Branch Locations

1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc New York NY 11/2018 06/2023
Talking Alternative Broadcasting New York NY 10/2019 02/2020
Wells Fargo Clearing Services, Llc ( Fort Lauderdale FL 06/2023 Present
J.P. Morgan Securities Llc Miami Beach FL 08/2013 11/2018
  • 11/2018 → 06/2023
    New York, NY
  • 10/2019 → 02/2020
    Talking Alternative Broadcasting
    New York, NY
  • 06/2023 → Present
    Wells Fargo Clearing Services, Llc (
    Fort Lauderdale, FL
  • 08/2013 → 11/2018
    Miami Beach, FL
Previous Registrations
Other Businesses

Stop Fishing in the Dating Pool; Non-Inv related; Deerfield Beach; FL; Book; Author; Start Date 12/01/2025; 10 hrs per month; Zero During Trading; New York, Not So Big Apple; Non-Inv related; Deerfield Beach; FL; Book; Author; Start Date 05/01/2024; 10 hrs per month; Zero During Trading;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-25
  • S66 Uniform Combined State Law Examination
    2012-02-25
Other Names
  • Lynnel Kyra Fletcher
  • Lynnel K Fletcher
  • Lynnel K. Fletcher

View on SEC IAPD

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