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Wells Fargo Clearing Services, LLC CRD 19616
$671B regulatory AUM 5,302 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2023-08-14 |
Branch Locations
1675 N Military Trail Ste 500, Boca Raton, FL 33486 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | New York | NY | 11/2018 | 06/2023 |
| Talking Alternative Broadcasting | New York | NY | 10/2019 | 02/2020 |
| Wells Fargo Clearing Services, Llc ( | Fort Lauderdale | FL | 06/2023 | Present |
| J.P. Morgan Securities Llc | Miami Beach | FL | 08/2013 | 11/2018 |
Stop Fishing in the Dating Pool; Non-Inv related; Deerfield Beach; FL; Book; Author; Start Date 12/01/2025; 10 hrs per month; Zero During Trading; New York, Not So Big Apple; Non-Inv related; Deerfield Beach; FL; Book; Author; Start Date 05/01/2024; 10 hrs per month; Zero During Trading;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-02-25 |
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