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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2021-08-18 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
4137 Boardman Canfield Rd Suite 105B, Canfield, OH 44406 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nationwide Investment Services Corp | Columbus | OH | 06/2012 | 05/2021 |
| Stonex Securities Inc. | Canfield | OH | 05/2021 | Present |
| Stonex Advisors Inc. | Canfield | OH | 08/2021 | Present |
1) FERF, LLC 1170 Sageberry Dr. North Lima, OH 44452 Nature of Business: Seeking to Rent Columbus, OH condo to tenant for 12-mo. Investment Related: No Business Position: President/Owner Business Duties: My duties for FERF, LLC include depositing monthly rent, paying monthly rent/HOA/utilities, and overall servicing required of rental property. Business Start Date: 09/28/2021 Very limited hours spent on this OBA 2) BUA - 3700 Embasy Parkway Ste 450Akron, OH 44333 Nature of Business: Sell fixed, life, health, disability, LTC solutions Investment Related: Yes Business Position: Agent Business Duties: Sell previously mentioned solutions Business Start Date: 06/01/2021 Spends time on this OBA on an as needed basis. 3) Sturm Financial Services, Inc. 1170 Sageberry Dr North Lima, OH 44452 Nature of Business: I am a registered rep with SA Stone Wealth Management, and use my DBA of Sturm Financial Services, Inc. on my business cards, letterhead and email signature; all which has been approved by SA Stone Wealth Management. Investment Related: Yes Business Position - Owner - Corporate President Business Duties: I review the income and expense, and ensure all tax related filings are completed for the DBA. I perform the duties of a registered rep with SA Stone Wealth Management and direct my commissions earned to this DBA. Business Start Date: 01/01/2022 Approximately 160 hours spent on this OBA monthly, with 140 hours spent during market hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-12-21 |
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