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Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2021-08-18
  • OH RA
    APPROVED
    Since 2021-08-18

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

4137 Boardman Canfield Rd Suite 105B, Canfield, OH 44406 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Nationwide Investment Services Corp Columbus OH 06/2012 05/2021
Stonex Securities Inc. Canfield OH 05/2021 Present
Stonex Advisors Inc. Canfield OH 08/2021 Present
  • 06/2012 → 05/2021
    Nationwide Investment Services Corp
    Columbus, OH
  • 05/2021 → Present
    Stonex Securities Inc.
    Canfield, OH
  • 08/2021 → Present
    Canfield, OH
Previous Registrations
  • 2010-07-26 → 2010-11-24
    Waddell & Reed
    Dublin, OH
Other Businesses

1) FERF, LLC 1170 Sageberry Dr. North Lima, OH 44452 Nature of Business: Seeking to Rent Columbus, OH condo to tenant for 12-mo. Investment Related: No Business Position: President/Owner Business Duties: My duties for FERF, LLC include depositing monthly rent, paying monthly rent/HOA/utilities, and overall servicing required of rental property. Business Start Date: 09/28/2021 Very limited hours spent on this OBA 2) BUA - 3700 Embasy Parkway Ste 450Akron, OH 44333 Nature of Business: Sell fixed, life, health, disability, LTC solutions Investment Related: Yes Business Position: Agent Business Duties: Sell previously mentioned solutions Business Start Date: 06/01/2021 Spends time on this OBA on an as needed basis. 3) Sturm Financial Services, Inc. 1170 Sageberry Dr North Lima, OH 44452 Nature of Business: I am a registered rep with SA Stone Wealth Management, and use my DBA of Sturm Financial Services, Inc. on my business cards, letterhead and email signature; all which has been approved by SA Stone Wealth Management. Investment Related: Yes Business Position - Owner - Corporate President Business Duties: I review the income and expense, and ensure all tax related filings are completed for the DBA. I perform the duties of a registered rep with SA Stone Wealth Management and direct my commissions earned to this DBA. Business Start Date: 01/01/2022 Approximately 160 hours spent on this OBA monthly, with 140 hours spent during market hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2017-12-21
  • S63 Uniform Securities Agent State Law Examination
    2017-12-21
Designations

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