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Andrew Draper

LPl Enterprise, LLC

Merrillville, IN

CRD 5813832

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Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-11-14
IN RA APPROVED 2024-11-14
  • IL RA
    APPROVED
    Since 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14

Branch Locations

509 West 84Th Drive Suite B, Merrillville, IN 46410 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Merrillville IN 04/2012 Present
Prudential Insurance Company Of America Merrillville IN 04/2012 Present
Lpl Enterprise, Llc Merrillville IN 11/2024 Present
Previous Registrations
Other Businesses

MERRILLVILLE EDUCATION FOUNDATION POSITION: Director. Every member of the organization is called a director. NATURE: Non-Profit and Charitable Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2016 ADDRESS: PO Box 14475, Merrillville IN 46410, United States DESCRIPTION: I attend a meeting once a month to get updated on the organization's activities and future activities. Help plan and organize future events for school community. Help set up and run special events for the school community.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-03-18
S63 Uniform Securities Agent State Law Examination 2010-09-03
  • S65 Uniform Investment Adviser Law Examination
    2013-03-18
  • S63 Uniform Securities Agent State Law Examination
    2010-09-03
Other Names
  • Andy Draper

View on SEC IAPD

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