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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-09
TX RA APPROVED 2024-09-06
MA RA APPROVED 2019-08-06
  • FL RA
    APPROVED
    Since 2024-09-09
  • TX RA
    APPROVED
    Since 2024-09-06
  • MA RA
    APPROVED
    Since 2019-08-06

Branch Locations

182 West Central Street Suite 200, Natick, MA 01760 • United States

Kaizerman & Associates, Llc

182 West Central Street Suite 200, Natick, MA 01760 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2019-08-06
  • MA RA
    APPROVED
    Since 2019-08-06

Branch Locations

182 West Central Street Suite 200, Natick, MA 01760 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thomas Canale Chicago IL 12/2015 05/2017
Northwestern Mutual Investment Services Llc Chicago IL 12/2015 05/2017
Kovitz Investment Group Partners, Llc Chicago IL 05/2017 06/2018
Kovitz Securities, Llc Chicago IL 05/2017 06/2018
Osaic Wealth, Inc. Natick MA 07/2018 Present
  • 12/2015 → 05/2017
    Thomas Canale
    Chicago, IL
  • 12/2015 → 05/2017
    Northwestern Mutual Investment Services Llc
    Chicago, IL
  • 05/2017 → 06/2018
    Kovitz Investment Group Partners, Llc
    Chicago, IL
  • 05/2017 → 06/2018
    Kovitz Securities, Llc
    Chicago, IL
  • 07/2018 → Present
    Natick, MA
Other Businesses

1) ALYX M. COX POSITION: owner NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/29/2019 ADDRESS: 182 West Central Street, Suite 200, Natick MA 01760, United States DESCRIPTION: Fixed insurance - life, disability, annuities and long term care. 2) KAIZERMAN & ASSOCIATES POSITION: IA NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/29/2019 ADDRESS: 182 West Central Street, Suite 200, Natick MA 01760, United States DESCRIPTION: Financial planning services provided under State of Massachusetts RIA - Kaizerman & Associates 3) ALYX M. COX POSITION: Enrolled Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/28/2021 ADDRESS: 182 West Central Street, Suite 200, Natick MA 01760, United States DESCRIPTION: Enrolled Agent by IRS - performing all duties authorized to an EA, mainly tax preparation.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-09-03
  • S63 Uniform Securities Agent State Law Examination
    2010-09-03
Designations
Other Names
  • Alyx Michele Kaizerman
  • Alyx Michele Kaizerman
  • Alyx M Cox
  • Alyx Michele Cox

View on SEC IAPD

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