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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-09-09 |
| TX | RA | APPROVED | 2024-09-06 |
| MA | RA | APPROVED | 2019-08-06 |
Branch Locations
182 West Central Street Suite 200, Natick, MA 01760 • United States
182 West Central Street Suite 200, Natick, MA 01760 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2019-08-06 |
Branch Locations
182 West Central Street Suite 200, Natick, MA 01760 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thomas Canale | Chicago | IL | 12/2015 | 05/2017 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 12/2015 | 05/2017 |
| Kovitz Investment Group Partners, Llc | Chicago | IL | 05/2017 | 06/2018 |
| Kovitz Securities, Llc | Chicago | IL | 05/2017 | 06/2018 |
| Osaic Wealth, Inc. | Natick | MA | 07/2018 | Present |
1) ALYX M. COX POSITION: owner NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/29/2019 ADDRESS: 182 West Central Street, Suite 200, Natick MA 01760, United States DESCRIPTION: Fixed insurance - life, disability, annuities and long term care. 2) KAIZERMAN & ASSOCIATES POSITION: IA NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 07/29/2019 ADDRESS: 182 West Central Street, Suite 200, Natick MA 01760, United States DESCRIPTION: Financial planning services provided under State of Massachusetts RIA - Kaizerman & Associates 3) ALYX M. COX POSITION: Enrolled Agent NATURE: Sole Proprietorship INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 06/28/2021 ADDRESS: 182 West Central Street, Suite 200, Natick MA 01760, United States DESCRIPTION: Enrolled Agent by IRS - performing all duties authorized to an EA, mainly tax preparation.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-09-03 |
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