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Daniel A Stine

J.P. Morgan Securities LLC

Rolling Hills, CA

CRD 5813533

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-04-05
CA RA APPROVED 2016-03-31
  • TX RA
    APPROVED
    Since 2016-04-05
  • CA RA
    APPROVED
    Since 2016-03-31

Branch Locations

27319 Hawthorne Blvd, Rolling Hills, CA 90274 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A. Rolling Hills Estates CA 06/2010 Present
J.P. Morgan Securities Llc Rolling Hills Estates CA 10/2012 Present
  • 06/2010 → Present
    Jpmorgan Chase Bank, N.A.
    Rolling Hills Estates, CA
  • 10/2012 → Present
    J.P. Morgan Securities Llc
    Rolling Hills Estates, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-23
S63 Uniform Securities Agent State Law Examination 2010-07-22
  • S66 Uniform Combined State Law Examination
    2016-03-23
  • S63 Uniform Securities Agent State Law Examination
    2010-07-22

View on SEC IAPD

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Nearby Offices

RAYMOND JAMES & ASSOCIATES, INC. · ROLLING HILLS ESTATES, CA
RBC CAPITAL MARKETS, LLC · Rolling Hills, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · ROLLING HILLS ESTATES, CA

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