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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
DE RA APPROVED 2025-12-01
TX RA APPROVED 2025-12-01
  • DE RA
    APPROVED
    Since 2025-12-01
  • TX RA
    APPROVED
    Since 2025-12-01

Branch Locations

103 Foulk Road Suite 100B, Wilmington, DE 19803-3742 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Alvini & Associat, Pa Newark DE 01/2006 12/2025
Avantax Investment Services, Inc. Newark DE 01/2006 11/2020
Avantax Advisory Services Newark DE 04/2006 11/2020
Alvini & Associates, P.A. Wilmington DE 01/2007 12/2025
Avantax Insurance Agency, Llc Newark DE 07/2019 11/2020
Lpl Financial, Llc Wilmington DE 11/2020 12/2025
Ameriprise Financial Services Llc Wilmington DE 12/2025 Present
  • 01/2006 → 12/2025
    Alvini & Associat, Pa
    Newark, DE
  • 01/2006 → 11/2020
    Avantax Investment Services, Inc.
    Newark, DE
  • 04/2006 → 11/2020
    Avantax Advisory Services
    Newark, DE
  • 01/2007 → 12/2025
    Alvini & Associates, P.A.
    Wilmington, DE
  • 07/2019 → 11/2020
    Avantax Insurance Agency, Llc
    Newark, DE
  • 11/2020 → 12/2025
    Wilmington, DE
  • 12/2025 → Present
    Wilmington, DE
Previous Registrations
  • 2020-11-24 → 2025-12-03
    Newark, DE
    Wilmington, DE
    Wilmington, DE
  • 2006-05-01 → 2020-12-03
    Avantax Advisory Services
    Newark, DE
Other Businesses

Independent Insurance Brokering; Blue Cross; 01/01/2006; Health / Petersons International; 03/01/2025; Disability Income / American Equity; 12/01/2025; Fixed Annuity. Business Ownership; Alvini & Associates CPA & Financial Services; Owner; Tax Preparation; 103 Foulk Road, Suite 100B, Wilmington, DE, 19803; Not Investment-Related; 01/01/2006; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Alvini & Associates P.A.; Owner; Tax Preparation; 103 Foulk Road, , Wilmington, DE, 19803; Investment-Related; 12/01/2025; 40 to 59 hours per month; 10 to 19 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2006-03-07
  • S63 Uniform Securities Agent State Law Examination
    2006-03-07
Designations
Other Names
  • Michael Joseph Alvini

View on SEC IAPD

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