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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-03-25 |
Branch Locations
16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States
Royersford, PA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Newtown | PA | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Newtown Square | PA | 07/2016 | Present |
| Mml Investors Services, Llc | Newtown Square | PA | 03/2017 | Present |
(1) NAME: CHRISTOPHER FALLON INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 03/2014 NO. HR/MO: 3 NO. HR/MO DURING SEC TRADING: 2 DESCRIBE DUTIES: INDIVIDUAL LIFE, HEALTH, GROUP LIFE, GROUP HEALTH, AND LONG-TERM CARE (2) NAME: MALVERN PREPARATORY SCHOOL INV REL: N ADD: 418 S. WARREN AVE, MALVERN, PA 19355 NATURE: COACHING POSITION: ASSISTANT JV BASEBALL COACH START DATE: 03/23/2026 NO. HR/MO: 40 NO. HR/MO DURING SEC TRADING: 10 DESCRIBE DUTIES: COACHING BASEBALL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2006-07-10 |
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