Derek Huffman

Current Employers

Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-19
TX	RA	APPROVED	2025-08-19

CA RA
APPROVED

Since 2025-08-19
TX RA
APPROVED

Since 2025-08-19

Branch Locations

450 Newport Center Dr Suite 595 5Th Fl, Newport Beach , CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors, Llc	Newport Beach	CA	07/2013	11/2016
Wells Fargo Clearing Services, Llc	Newport Beach	CA	11/2016	08/2025
Wells Fargo Advisors Financial Network, Llc	Newport Beach	CA	08/2025	Present

07/2013 → 11/2016

Wells Fargo Advisors, Llc

Newport Beach, CA
11/2016 → 08/2025

Wells Fargo Clearing Services, Llc

Newport Beach, CA
08/2025 → Present

Wells Fargo Advisors Financial Network, Llc

Newport Beach, CA

Previous Registrations

2014-02-14 → 2025-08-19

Wells Fargo Clearing Services, Llc

Newport Beach, CA

Newport Beach, CA

Other Businesses

BECCA PARTNERS LLC; INV RELATED; NEWPORT BEACH, CA; 50% OWNERSHIP; START 06/18/2024; 1 HOUR PE RMONTH; 0 HOURS DURING TRADING; HOLD REAL ESTATE ASSETS.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-02-13

S66 Uniform Combined State Law Examination

2014-02-13

Other Names

Derek Wayne Huffman

View on SEC IAPD

Current Employers

Wells Fargo Advisors Financial Network, Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews