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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
VI RA APPROVED 2023-06-16
TX RA APPROVED_RES 2021-12-22
OR RA APPROVED 2017-07-14
WA RA APPROVED 2017-07-14
  • VI RA
    APPROVED
    Since 2023-06-16
  • TX RA
    APPROVED_RES
    Since 2021-12-22
  • OR RA
    APPROVED
    Since 2017-07-14
  • WA RA
    APPROVED
    Since 2017-07-14

Branch Locations

401 Union Street Suite 3600, Seattle, WA 98101 • United States

975 Oak Street Suite 975, Eugene, OR 97401-3131 • United States

Seattle, WA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Army National Guard Minneapolis MN 05/2012 01/2022
Rbc Capital Markets, Llc Seattle WA 08/2014 01/2022
Rbc Capital Markets, Llc Eugene OR 01/2022 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-07-12
  • S66 Uniform Combined State Law Examination
    2017-07-12

View on SEC IAPD

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