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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2022-02-17
  • CT RA
    APPROVED
    Since 2022-02-17

Branch Locations

55 Railroad Ave, Greenwich, CT 06830 • United States

115 W Century Rd, Paramus, NJ 07652 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank New York NY 11/2008 09/2016
J.P. Morgan Securities Llc New York NY 10/2012 09/2016
Morgan Stanley Private Bank, N.A. Purchase NY 09/2016 06/2019
Morgan Stanley Smith Barney Llc Purchase NY 09/2016 06/2019
J.P. Morgan Securities, Llc New York NY 11/2020 01/2022
J.P. Morgan Chase Bank, N.A. New York NY 11/2020 01/2022
Unemployed Elmsford NY 07/2019 10/2020
Merrill Lynch, Pierce, Fenner & Smith Incorporated Greenwich CT 01/2022 Present
Previous Registrations
Other Businesses

Andrews & Austin LLC. This business is not investment related. 455 Tarrytown Road suite 1212 White Plains NY 10607. I am the owner. This is a non medical home care business for senior citizens. Home care such as companionship and grocery shopping assistance. This business has no other relationship with another business. 0 hours a month devoted to this business during securities trading hours. I will hire a individual to handle day to day operations. The business is not in operation at the moment. When the business is in operation I will devote about 6 hours a month to it ( Not during trading hours). I*2175343, Entity Type: Entity Charitable, Name of OBA: Big Brothers Big Sisters, Address: Hartford, Connecticut, 06106, Investment Related: N, Position, Title, Association: Committee, Employee State Date: 01/24/2025, No Hours: 3 Monthly, No Hours during Trading: 0 Monthly, Duties: I will help support the Board of Advisors with event planning I*4738274, Entity Type: Entity Charitable, Name of OBA: Columbia Business School, Address: New York , New York, 10027, Investment Related: N, Position, Title, Association: ["Board Member"], Employee Start Date: 06/19/2026, No Hours: 4 Monthly, No Hours during Trading: 0 Monthly, Duties: Liaison to the career management team Shape community and culture of the business school

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-01-25
S63 Uniform Securities Agent State Law Examination 2011-11-16
  • S66 Uniform Combined State Law Examination
    2021-01-25
  • S63 Uniform Securities Agent State Law Examination
    2011-11-16
Other Names
  • Allison A Andrews
  • Allison A Andrews
  • Allison Alicia Andrews
  • Allison A. Andrews

View on SEC IAPD

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