Best Investors Account Sign in

Eric Richard Pedersen

D.A. Davidson & Co.

Bellingham, WA

Claim This Profile
Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-03
WA RA APPROVED 2008-02-14
  • TX RA
    APPROVED_RES
    Since 2023-11-03
  • WA RA
    APPROVED
    Since 2008-02-14

Branch Locations

12 Bellwether Way Suite 238, Bellingham, WA 98225 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Bellingham WA 04/2006 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-02-13
S63 Uniform Securities Agent State Law Examination 2006-06-02
  • S65 Uniform Investment Adviser Law Examination
    2008-02-13
  • S63 Uniform Securities Agent State Law Examination
    2006-06-02

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Bellingham, WA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor