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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2016-12-14 |
Branch Locations
5101 Washington St Ste 1116, Gurnee, IL 60031 • United States
Libertyville, IL • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Bank | Gurnee | IL | 11/2011 | 12/2016 |
| Fifth Third Securities | Gurnee | IL | 06/2012 | 12/2016 |
| Lpl Financial, Llc | Grayslake | IL | 12/2016 | Present |
1. 12/14/2016 - FOREFRONT FINANCIAL GROUP, LLC - Investment Related - At Reported Business Location(s) - DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS) - Started 12/13/2016 - 160 Hours Per Month/40 Hours During Securities Trading - Time Spent 100%.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 2012-08-27 |
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