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Christina Michele Kaiser

Bankers Life Advisory Services, Inc.

Louisville, KY

Chicago, IL

CRD 5811030

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Employer firm

Bankers Life Advisory Services, Inc. CRD 281285

$2.49B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Bankers Life Advisory Services, Inc.

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-01-01
  • KY RA
    APPROVED
    Since 2025-01-01

Branch Locations

9520 Ormsby Station Road Suite 100, Louisville, KY 40223 • United States

303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Louisville KY 10/2010 11/2016
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2010 11/2016
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2016 11/2016
Bankers Life & Casualty Co. Louisville KY 11/2016 Present
Bankers Life Securities, Inc. Louisville KY 12/2016 Present
The Legacy Benefits Group Louisville KY 11/2017 09/2021
  • 10/2010 → 11/2016
    Louisville, KY
  • 06/2010 → 11/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 01/2016 → 11/2016
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 11/2016 → Present
    Bankers Life & Casualty Co.
    Louisville, KY
  • 12/2016 → Present
    Bankers Life Securities, Inc.
    Louisville, KY
  • 11/2017 → 09/2021
    The Legacy Benefits Group
    Louisville, KY
Previous Registrations
Other Businesses

BANKERS LIFE AND CASUALTY: INSURANCE AGENT NATURE OF BUSINESS: INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS 160 TRADING HOURS 160. SALES AND SERVICE OF NON VARIABLE INSURANCE PRODUCTS. SELF POSITION: Insurance Broker NATURE: outside insurance business income INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2010 ADDRESS: 10004 Watsonville Rd, Louisville KY 40272, United States DESCRIPTION: Receive some renewals from previous written business. FIRST PROTECTIVE POSITION: Insurance broker NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 02/01/2017 ADDRESS: 2501 20th Place South, Suite 300, Birmingham AL 35223, United States DESCRIPTION: Non variable insurance broker

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-08-04
S63 Uniform Securities Agent State Law Examination 2010-12-27
  • S65 Uniform Investment Adviser Law Examination
    2014-08-04
  • S63 Uniform Securities Agent State Law Examination
    2010-12-27
Other Names
  • Christi Michele Kaiser
  • Christina Michele Key
  • Christina K Cecil
  • Christina Kaiser Cecil
  • Christina Kaiser Cecil
  • Christi Kaiser

View on SEC IAPD

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