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303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2025-01-01 |
Branch Locations
9520 Ormsby Station Road Suite 100, Louisville, KY 40223 • United States
303 E. Wacker Drive Ste 500, Chicago, IL 60601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Louisville | KY | 10/2010 | 11/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2010 | 11/2016 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2016 | 11/2016 |
| Bankers Life & Casualty Co. | Louisville | KY | 11/2016 | Present |
| Bankers Life Securities, Inc. | Louisville | KY | 12/2016 | Present |
| The Legacy Benefits Group | Louisville | KY | 11/2017 | 09/2021 |
BANKERS LIFE AND CASUALTY: INSURANCE AGENT NATURE OF BUSINESS: INSURANCE INVESTMENT RELATED: NO NUMBER OF HOURS 160 TRADING HOURS 160. SALES AND SERVICE OF NON VARIABLE INSURANCE PRODUCTS. SELF POSITION: Insurance Broker NATURE: outside insurance business income INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 07/01/2010 ADDRESS: 10004 Watsonville Rd, Louisville KY 40272, United States DESCRIPTION: Receive some renewals from previous written business. FIRST PROTECTIVE POSITION: Insurance broker NATURE: Insurance INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 02/01/2017 ADDRESS: 2501 20th Place South, Suite 300, Birmingham AL 35223, United States DESCRIPTION: Non variable insurance broker
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-08-04 |
| S63 | Uniform Securities Agent State Law Examination | 2010-12-27 |
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