Daniel Kenneth Geisler

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2010 → 02/2018
  Scottrade
  Bloomington, MN
• 02/2018 → 05/2020
  Td Ameritrade, Inc.
  Plymouth, MN
• 02/2018 → 05/2020
  Td Ameritrade Investment Management, Llc
  Omaha, NE
• 05/2020 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 05/2020 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2018-02-27 → 2020-05-19
  Td Ameritrade, Inc.
  Wayzata, MN
• 2018-02-26 → 2020-05-19
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Plymouth, MN
• 2017-02-21 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

(1) DBA - Luebeck Geisler Hamm Wealth Management, Inc.; investment related; 7400 Metro Blvd, Ste 475, Edina, MN 55439; founder/owner - start date 4/20/2015; financial planning, investments & insurance; 160 hours per month, 160 hours during trading.

Exams

• S66 Uniform Combined State Law Examination
  2017-02-21
• S63 Uniform Securities Agent State Law Examination
  2012-10-24

Other Names

• Dan Kenneth Geisler