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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-14 |
| TX | RA | APPROVED | 2014-06-13 |
Branch Locations
300 Corporate Pkwy Suite 210N, Amherst, NY 14226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services | Amherst | NY | 11/2013 | Present |
| Mass Mutual Life Insurance Company | Amherst | NY | 10/2013 | Present |
(1)NAME:DEREK SZCZUPAKOWSKI, INV REL:Y ADDR:2670 DEWEY AVE ROCHESTER NY 14616, NATURE:PROPERTY/CASUALTY, POSITION:SALES, START:8/15/2014, NO HR/MO:15 NO HR/MO DUR TRADING:15. (2)NAME:MAPLE GLEN FAMILY DENTISTRY, INV REL:Y ADDR: 9736 TRANSIT RD, EAST AMHERST NY 14051, NATURE:FINANCIAL/BUSINESS CONSULTING, POSITION:FINANCIAL CONSULTANT, START: 5/1/2022, NO HR/M:10 NO HR/MO DUR TRADING:0 DUTIES: CONSULTING ON FINANCIAL DECISIONS INCLUDING INVESTMENTS, DEBT PAYOFF, AND EMPLOYEE BENEFITS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-07-19 |
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