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4800 Bee Caves Road, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-07-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Per Stirling Capital Management, Llc | Austin | TX | 06/2017 | Present |
| Whittier Trust Company | South Pasadena | CA | 07/2016 | 06/2017 |
| B B Graham & Company | Austin | TX | 08/2017 | Present |
ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT, LLC: 1) B.B. GRAHAM & COMPANY - INVESTMENT RELATED;4800 BEE CAVES ROAD AUSTIN, TX, USA, 78746; NATURE OF BUSINESS: BROKER DEALER; POSITION:REGISTERED REPRESENTATIVE; START DATE: 08/2017. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO, INC: 2) PER STIRLING CAPITAL MANAGEMENT; INVESTMENT RELATED; 4800 BEE CAVES ROAD AUSTIN, TX, USA, 78746; REGISTERED INVESTMENT ADVISER; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 06/2017; PROVIDE INVESTMENT MANAGEMENT SERVICES TO CLIENTS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2018-03-14 |
| S66 | Uniform Combined State Law Examination | 2010-10-06 |
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