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Naomi T Brock

Focus Partners Wealth, LLC

St. Louis, MO

Norfolk, VA

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Current Employers
Focus Partners Wealth, Llc

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2026-03-30
  • VA RA
    APPROVED
    Since 2026-03-30

Branch Locations

190 Carondelet Plaza Suite 600, St. Louis, MO 63105 • United States

150 W Main Street Suite 1860, Norfolk, VA 23510 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pnc Investments Inc Pittsburgh PA 06/2010 06/2019
Lpl Financial Dba Henderson Financial Group Virginia Beach VA 03/2024 11/2024
Henderson Financial Group Virginia Beach VA 11/2024 01/2026
Treasure Life Fitness And Health, Llc Chesapeake VA 09/2015 09/2025
Focus Partners Wealth, Llc Clayton MO 03/2026 Present
  • 06/2010 → 06/2019
    Pnc Investments Inc
    Pittsburgh, PA
  • 03/2024 → 11/2024
    Lpl Financial Dba Henderson Financial Group
    Virginia Beach, VA
  • 11/2024 → 01/2026
    Henderson Financial Group
    Virginia Beach, VA
  • 09/2015 → 09/2025
    Treasure Life Fitness And Health, Llc
    Chesapeake, VA
  • 03/2026 → Present
    Focus Partners Wealth, Llc
    Clayton, MO
Previous Registrations
Other Businesses

1 - 11/2024 - Notary - Inv Related and Non Inv Related - VA 23320 - OBA Start Date: 04/29/2024.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-11-26
S63 Uniform Securities Agent State Law Examination 2010-12-17
  • S65 Uniform Investment Adviser Law Examination
    2024-11-26
  • S63 Uniform Securities Agent State Law Examination
    2010-12-17

View on SEC IAPD

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