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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-11-14 |
| NY | RA | APPROVED | 2024-11-14 |
Branch Locations
500 Plum St Ste 301, Syracuse, NY 13204 • United States
100 College Parkway Suite 220, Williamsville, NY 14221 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Kenmore | NY | 05/2019 | 07/2020 |
| Bank Of America, N.A. | Kenmore | NY | 02/2015 | 05/2019 |
| Pruco Securities, Llc. | Amherst | NY | 07/2020 | Present |
| Prudential Insurance Company Of America | Amherst | NY | 08/2020 | Present |
| Lpl Enterprise, Llc | Williamsville | NY | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-08-17 |
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