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Elizabeth Jordan Hopkins

J.P. Morgan Securities LLC

Washington, DC

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-11-17
DC RA APPROVED 2021-12-02
VA RA APPROVED 2021-11-02
  • TX RA
    APPROVED_RES
    Since 2022-11-17
  • DC RA
    APPROVED
    Since 2021-12-02
  • VA RA
    APPROVED
    Since 2021-11-02

Branch Locations

875 15Th St Nw Floor 10, Washington, DC 20005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America/Merrill Lynch, Pierce, Fenner & Smith Inc. Richmond VA 07/2015 07/2019
Thompson, Siegel & Walmsley Llc Richmond VA 07/2019 09/2021
Funds Distributor, Llc Richmond VA 07/2019 09/2021
Jpmorgan Chase Bank, N.A. Washington DC 10/2021 Present
J.P. Morgan Securities Llc Washington DC 10/2021 Present
  • 07/2015 → 07/2019
    Bank Of America/Merrill Lynch, Pierce, Fenner & Smith Inc.
    Richmond, VA
  • 07/2019 → 09/2021
    Richmond, VA
  • 07/2019 → 09/2021
    Funds Distributor, Llc
    Richmond, VA
  • 10/2021 → Present
    Jpmorgan Chase Bank, N.A.
    Washington, DC
  • 10/2021 → Present
    Washington, DC
Previous Registrations
Other Businesses

2) The Richmond Ballet Advisory Council, Not Investment Related, The State Ballet of Virginia, 407 E Canal Street Richmond, VA 23219, Advisory Council Secretary, 1/1/2019, "Attend Advisory Council meetings to discuss happenings at the ballet. As secretary, I take notes at the meetings."; 1 hours per month,0 hours per month during trading hour. 3) Community Foundation for a Greater Richmond Professional Advisory Council, Richmond, VA, Non-Investment Related-Philanthropic, Start Date 09/01/2020, Advisory Council, Building charitable resources for the Richmond region, 1 hour per month with 0 during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-05
S63 Uniform Securities Agent State Law Examination 2011-12-17
  • S65 Uniform Investment Adviser Law Examination
    2016-02-05
  • S63 Uniform Securities Agent State Law Examination
    2011-12-17
Other Names
  • Elizabeth A Jordan
  • Elizabeth A Hopkins
  • Elizabeth Acree Hopkins
  • Elizabeth J Hopkins

View on SEC IAPD

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