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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2022-06-30 |
| TX | RA | APPROVED_RES | 2015-04-21 |
| PA | RA | APPROVED | 2010-06-24 |
Branch Locations
417 Thorn St, Sewickley, PA 15143 • United States
39577 Woodward Ave, Bloomfield Hills, MI 48304 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated : 7691 | Pittsburgh | PA | 09/1995 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-04-03 |
| S65 | Uniform Investment Adviser Law Examination | 2010-06-21 |
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