Best Investors Account Sign in

Mark Kenneth Cruise

LPl Financial LLC

Providence, RI

Claim This Profile
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-08-10
RI RA APPROVED 2022-04-26
  • TX RA
    APPROVED
    Since 2022-08-10
  • RI RA
    APPROVED
    Since 2022-04-26

Branch Locations

10 Memorial Blvd Ste 903, Providence, RI 02903-1152 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Providence RI 09/2021 Present
Willis Towers Watson San Francisco CA 08/2014 05/2021
N/A San Francisco CA 05/2021 08/2021
  • 09/2021 → Present
    Lpl Financial, Llc
    Providence, RI
  • 08/2014 → 05/2021
    Willis Towers Watson
    San Francisco, CA
  • 05/2021 → 08/2021
    N/A
    San Francisco, CA
Other Businesses

1) 1/18/2022 - The Virtus Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-22
  • S66 Uniform Combined State Law Examination
    2022-04-22
Other Names
  • Ken Cruise
  • M. Kenneth Cruise
  • Mark Kenneth Cruise

View on SEC IAPD

Other Firms

PARSONS CAPITAL MANAGEMENT INC
ERNST & YOUNG INVESTMENT ADVISERS LLP
BLUE FIN CAPITAL, INC.
WASHINGTON TRUST ADVISORS
STIFEL, NICOLAUS & COMPANY, INCORPORATED
BARRETT & COMPANY
WELLTH ADVISORY SERVICES, LLC
WEYBOSSET RESEARCH & MANAGEMENT, LLC

Other Investors

JOHN HENRY MULLEN
ANDREW E. SNAPE
GREGORY JOSEPH LAVINE
JOHN BOND TREVOR
JOAN MARIE CAINE
CHARLES BATEMAN PARSONS
EDWIN G FISCHER
STACEY LEA STERNBERG

Other Offices

PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
PARSONS CAPITAL MANAGEMENT INC · PROVIDENCE, RI
ERNST & YOUNG INVESTMENT ADVISERS LLP · PROVIDENCE, RI
BLUE FIN CAPITAL, INC. · PROVIDENCE, RI
WASHINGTON TRUST ADVISORS · Providence, RI
WASHINGTON TRUST ADVISORS · Providence, RI
STIFEL, NICOLAUS & COMPANY, INCORPORATED · PROVIDENCE, RI
BARRETT & COMPANY · PROVIDENCE, RI

More in Providence, RI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor