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1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2024-04-19 |
| DC | RA | APPROVED | 2024-03-12 |
| AZ | RA | APPROVED | 2024-03-04 |
| MA | RA | APPROVED | 2024-02-22 |
| FL | RA | APPROVED | 2024-01-18 |
| NV | RA | APPROVED | 2024-01-11 |
| NJ | RA | APPROVED | 2024-01-08 |
| WV | RA | APPROVED | 2024-01-08 |
| OH | RA | APPROVED | 2024-01-06 |
| AL | RA | APPROVED | 2024-01-05 |
| CA | RA | APPROVED | 2024-01-05 |
| CO | RA | APPROVED | 2024-01-05 |
| CT | RA | APPROVED | 2024-01-05 |
| DE | RA | APPROVED | 2024-01-05 |
| IL | RA | APPROVED | 2024-01-05 |
| IN | RA | APPROVED | 2024-01-05 |
| KS | RA | APPROVED | 2024-01-05 |
| KY | RA | APPROVED | 2024-01-05 |
| LA | RA | APPROVED | 2024-01-05 |
| MI | RA | APPROVED | 2024-01-05 |
| MN | RA | APPROVED | 2024-01-05 |
| MS | RA | APPROVED | 2024-01-05 |
| MO | RA | APPROVED | 2024-01-05 |
| NH | RA | APPROVED | 2024-01-05 |
| NY | RA | APPROVED | 2024-01-05 |
| NC | RA | APPROVED | 2024-01-05 |
| OK | RA | APPROVED | 2024-01-05 |
| OR | RA | APPROVED | 2024-01-05 |
| PA | RA | APPROVED | 2024-01-05 |
| SC | RA | APPROVED | 2024-01-05 |
| TX | RA | APPROVED | 2024-01-05 |
| VA | RA | APPROVED | 2024-01-05 |
| WA | RA | APPROVED | 2024-01-05 |
| WI | RA | APPROVED | 2024-01-05 |
| MD | RA | APPROVED | 2018-08-28 |
Branch Locations
1906 Towne Centre Blvd Suite 260, Annapolis, MD 21401 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Investments | Annapolis | MD | 03/2015 | 12/2017 |
| Independent Financial Group (Ifg) | Annapolis | MD | 01/2017 | 02/2019 |
| Scarborough Capital Management | Annapolis | MD | 05/2015 | 03/2019 |
| Scarborough Capital Management, Inc | Annapolis | MD | 03/2019 | Present |
| Independent Financial Group (Ifg) | Annapolis | MD | 03/2019 | Present |
(1) SCARBOROUGH CAPITAL MANAGEMENT POSITION: Agent/Representative NATURE: Outside Registered Investment Advisor/Outside IAR INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 05/01/2015 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: EMPLOYEE AT SEC REGISTERED INVESTMENT ADVISOR PROVIDING ADMINISTRATIVE SUPPORT. (2) MORGAN STANLEY POSITION: Agent/Representative NATURE: Acting as a POA, Trustee, Executor (This activity is strictly limited and will only be approved for direct family members. If you have questions, please call a Compliance Officer). INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/11/2024 ADDRESS: 1906 Towne Centre Blvd, Suite 260, Annapolis MD 21401, United States DESCRIPTION: I am a co-trustee on an irrevocable trust at Morgan Stanley along with my older sister for my parents.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-08-17 |
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