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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2023-07-03
TX RA APPROVED_RES 2015-05-05
DC RA APPROVED 2011-06-08
  • MD RA
    APPROVED
    Since 2023-07-03
  • TX RA
    APPROVED_RES
    Since 2015-05-05
  • DC RA
    APPROVED
    Since 2011-06-08

Branch Locations

1700 M Street Nm 5Th Floor, Washington, DC 20036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Washington DC 02/2011 Present
Other Businesses

BTAB LLC / 4918 St Elmo Ave, #902 Bethesda,Maryland 20814 / Company/ Information Technology / / Partner / We developed software that can be used by state and local contractors. I come up with the ideas for the software and my partner actually builds them / Start Date 8/1/2015 2) Sarmadi Brothers, LLC / 4918 St Elmo Ave, apt 902 Bethesda,MD 20814 / Partnership/ Retailers (Apparel, Food, General) / Selling high-end mens clothing mainly online / Officer / / I am the founder and CEO of the company, although most of the daily work will be done by my family members / Start Date 1/1/16 / 3) Crown and Sarmadi, LLC / 508 S Main Street Blacksburg,VA 24060 / Other/ Real Estate / It is a holding LLC for one piece of commercial real estate / Partner / / both partners will make all decisions regarding this one piece of real estate / Start Date 09/26/2016/ LLC with 2 partners / 4)Sarmadi Brothers, LLC // 7805 Orchard Gate Ct // Bethesda // United States// Company// Retailers (Apparel, Food, General) // Sell imported Italian clothing on a website// Proprietor / owner//I am the owner but the business requires very little work in general. I make all of the decisions for the business// Investment in company?: Yes, 60% // Authority to make investment decisions?:Yes // Start Date 12/1/2015 5) Name of Business: SKM Family Holdings, LLC./ Address: 7805 Orchard Gate CtBethesda United States./ Investment Related: Yes./ Nature: This is only an LLC that holds investments that I make with my family (Brothers and first cousins). The investments will be primarily real estate and private equity./ Role: Partner./ Duty: myself and the other partners will try to find good real estate and private equity investments to make as a group./ Start Date: 1/12/2024./ Time Required: N/A.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-05-25
  • S66 Uniform Combined State Law Examination
    2011-05-25
Other Names
  • Kayvon Sarmadi

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