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12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-09-30 |
| CA | RA | APPROVED | 2009-07-21 |
Branch Locations
1520 N El Camino Real Unit 1, San Clemente, CA 92672 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cool School Photography | Westlake | CA | 06/2005 | Present |
| Independent Financial Group | San Diego | CA | 07/2009 | Present |
(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 06/03/2015 ADDRESS: 1520 N El Camino Real, Unit 1, San Clemente CA 92672, United States DESCRIPTION: (3) CA INSURANCE AGENT OFFERING SALES OF INSURANCE SINCE 2009. NON-INVESTMENT RELATED. LESS THAN 5% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (2) SOUTHCOAST INVESTMENT ADVISORS LLC POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 50 START DATE: 10/09/2009 ADDRESS: 1520 N El Camino Real, Unit 1, San Clemente CA 92672, United States DESCRIPTION: (1) 50%- OWNER OF SOUTHCOAST INVESTMENT ADVISORS LLC OFFERING SECURITIES, ADVISORY AND INSURANCE SERVICES SINCE 8/2009. APPROX 33% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. (3) THE VIZZI GROUP, INC. POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2012 ADDRESS: 1520 N El Camino Real, Unit 1, San Clemente CA 92672, United States DESCRIPTION: (4) 100% OWNER OF THE VIZZI GROUP, INC. A HOLDING COMPANY USED TO RETAIN COMISSIONS/FEES FROM ACTIVITIES AS A REGISTERED REPRESENTATIVE OF IFG, REVENUES RETAINED ARE USED TO PAY FOR OPERATING EXPENSES OF SOUTH COAST INVESTMENT ADVISORS, LLC. SINCE 2014. INVESTMENT RELATED. NO TIME SPENT ON ACTIVITY. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (4) PROVISION SPORTS AND ENTERTAINMENT POSITION: Volunteer NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/29/2015 ADDRESS: 1520 N El Camino Real, Unit 1, San Clemente CA 92672, United States DESCRIPTION: (5) NON-COMPENSATED ADVISOR TO PROVISION SPORTS AND ENTERTAINMENT. NON-INVESTMENT RELATED ACTIVITY. <10% TIME SPENT. BUSINESS CONDUCTED AT ADDRESS OF RECORD. (5) THE LIFT FOUNDATION POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 05/16/2013 ADDRESS: 1520 N El Camino Real, Unit 1, San Clemente CA 92672, United States DESCRIPTION: (2) BOARD OF DIRECTORS THE LIFT FOUNDATION 501C3 CHARITY SINCE MAY 2013. NON INVESTMENT RELATED. LESS THAN 10% TIME SPENT. BUSINESS AT 4041 MACARTHUR BLVD STE 240 NEWPORT BEACH, CA. (6) GOOD BOY GOLF LLC POSITION: Advisory Board Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 05/12/2025 ADDRESS: 4014 Camino Ranchero, Unit G, Camarillo CA 93012, United States DESCRIPTION: Involved in monthly board meetings where we discuss ongoing business, business development and company financials. (7) TERRAMOUR HOME OWNERS ASSOCIATION BOARD OF DIRECTORS POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 1520 N El Camino Real, Unit 1, San Clemente CA 92672, United States DESCRIPTION: I serve as a volunteer member of my homeowners association's Board of Directors. My responsibilities include attending board meetings, reviewing budgets and financial reports prepared by the property management company, participating in discussions related to community maintenance priorities, vendor contracts, and annual operating budgets, and casting votes on matters requiring board approval. My role is purely governance-based and administrative. I do not manage funds, provide investment advice, solicit business, or conduct any securities-related activity. This position is non-compensated and performed outside of my duties with the broker-dealer.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-04-22 |
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