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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-12-01 |
| KS | RA | APPROVED | 2014-07-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2014 | Present |
| Cambridge Investment Research Advisors, Inc | Fairfield | IA | 07/2014 | Present |
1) INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE. 3) CORENORTH CAPITAL PLANNING, 800 E 1st St; Ste 300, Wichita KS 67202, United States, 07/14/2014, IAR, DBA, INV REL, 2/MO - 0/Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-10-11 |
| S63 | Uniform Securities Agent State Law Examination | 2011-10-20 |
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