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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-04-01
WA RA APPROVED 2025-02-20
  • TX RA
    APPROVED_RES
    Since 2025-04-01
  • WA RA
    APPROVED
    Since 2025-02-20

Branch Locations

9725 3Rd Avenue Ne Suite 610, Seattle, WA 98115 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
(Dba) Time Value Investments Seattle WA 05/2011 Present
Concourse Financial Group Securities Inc Seattle WA 07/2011 02/2025
Concourse Financial Group Securities Inc Seattle WA 07/2015 02/2025
Cetera Wealth Services, Llc Seattle WA 02/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 02/2025 Present
  • 05/2011 → Present
    (Dba) Time Value Investments
    Seattle, WA
  • 07/2011 → 02/2025
    Concourse Financial Group Securities Inc
    Seattle, WA
  • 07/2015 → 02/2025
    Concourse Financial Group Securities Inc
    Seattle, WA
  • 02/2025 → Present
    Cetera Wealth Services, Llc
    Seattle, WA
  • 02/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2015-07-23 → 2025-02-20
    Concourse Financial Group Securities, Inc.
    Seattle, WA
    Birmingham, AL
Other Businesses

(dba) TIME VALUE INVESTMENTS; Investment Related; 9725 3rd Avenue NE, Suite 160, Seattle, WA 98115; Bond Sales; VP; 160 hours per month; Start Date 05/2011; Provide institutional clients with fixed income securities through a brokerage relationship. >> WFOA; Investment Related; 2601 4th Avenue, Suite 800, Seattle, WA 98121; Education Committee; Committee Member; 1 hour per month with that 1 hour per month occurring during trading hours; Start Date 09/2018; Serve on the education committee with about 60 other people who help put together a conference with investment sessions. >> PETER BECKER; Non-Investment Related; 8519 23rd Avenue NE, Seattle, WA 98115; Landlord; Rental Income; Start Date 03/2014; 10 hours per month with no hours per month occurring during trading hours; Collect rent, handle move in/out, evictions, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-23
S63 Uniform Securities Agent State Law Examination 2011-07-29
  • S66 Uniform Combined State Law Examination
    2015-07-23
  • S63 Uniform Securities Agent State Law Examination
    2011-07-29
Other Names
  • Peter S Becker

View on SEC IAPD

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