Edward Ken Aoshima

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2015 → 11/2016
  Wells Fargo Advisors, Llc
  Austin, TX
• 10/2011 → 11/2021
  Wells Fargo Bank, Na
  Austin, TX
• 11/2016 → 11/2021
  Wells Fargo Clearing Services, Llc
  Austin, TX
• 11/2021 → 05/2025
  Cuso Financial Services, Lp
  San Diego, CA
• 11/2021 → Present
  University Federal Credit Union
  Austin, TX
• 05/2025 → Present
  Lpl Financial Llc
  Austin, TX

Previous Registrations

• 2021-11-18 → 2025-05-15
  Cuso Financial Services, L.P.
  Austin, TX
  San Marcos, TX
  Austin, TX
  Kyle, TX
  Austin, TX
  Austin, TX
  Austin, TX
  Austin, TX
• 2015-09-02 → 2021-11-12
  Wells Fargo Clearing Services, Llc
  Austin, TX
  Austin, TX
  Austin, TX

Other Businesses

1) 03/2025 - UFCU Investment Services / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 hrs per month 2) 03/2025 - UFCU / Financial Institution Duty / Premier Banking Relationship Manager / No Inv Related / Start date 11/15/2021 - 173 hrs per month

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-09-02
• S63 Uniform Securities Agent State Law Examination
  2015-08-11

Other Names

• Edward K Aoshima
• Ken Edward Aoshima