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Baron Silver Stevens Financial Advisors, LLC CRD 126767
$1.20B regulatory AUM 4 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
4800 N. Federal Highway Suite 210-A, Boca Raton, FL 33431 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2016-10-12 |
Branch Locations
4800 N. Federal Highway Suite 210-A, Boca Raton, FL 33431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Royal Alliance Associates, Inc. | Boca Raton | FL | 04/2008 | Present |
| Baron Silver Stevens | Boca Raton | FL | 11/2007 | Present |
| Baron Silver Stevens Financial Advisors, Llc | Boca Raton | FL | 09/2016 | Present |
BARON SILVER STEVENS FINANCIAL ADVISORS LLC POSITION: Portfolio Strategist NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/19/2007 ADDRESS: 4800 N. Federal Hwy, Suite 210A Boca Raton, FL 33431, Boca Raton FL 33431, United States; DESCRIPTION: Assist Rep with economic and portfolio analysis and prepare reviews and trade.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-16 |
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