Best Investors Account Sign in
Employer firm

Baron Silver Stevens Financial Advisors, LLC CRD 126767

$1.20B regulatory AUM 4 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Baron Silver Stevens Financial Advisors, Llc

4800 N. Federal Highway Suite 210-A, Boca Raton, FL 33431 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-10-12
  • FL RA
    APPROVED
    Since 2016-10-12

Branch Locations

4800 N. Federal Highway Suite 210-A, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Royal Alliance Associates, Inc. Boca Raton FL 04/2008 Present
Baron Silver Stevens Boca Raton FL 11/2007 Present
Baron Silver Stevens Financial Advisors, Llc Boca Raton FL 09/2016 Present
Other Businesses

BARON SILVER STEVENS FINANCIAL ADVISORS LLC POSITION: Portfolio Strategist NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 11/19/2007 ADDRESS: 4800 N. Federal Hwy, Suite 210A Boca Raton, FL 33431, Boca Raton FL 33431, United States; DESCRIPTION: Assist Rep with economic and portfolio analysis and prepare reviews and trade.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-09-16
  • S66 Uniform Combined State Law Examination
    2016-09-16

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Boca Raton, FL

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor