Scott Charles Derwick

Current Employers

Employment History

• 10/1998 → Present
  Avantax Investment Services, Inc.
  Olean, NY
• 05/2012 → Present
  Business/Management Consultant
  Olean, NY
• 11/2015 → Present
  Avantax Insurance Agency, Llc
  Olean, NY
• 08/1999 → Present
  Avantax Advisory Services
  Olean, NY
• 10/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 12/1998 → Present
  Fox Holdings, Inc Dba H&R Block And Fox Financial Services
  Olean, NY
• 01/1999 → Present
  Fox Financial
  Olean, NY
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 7/1999 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 2 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, ANNUITIES, AND LONG-TERM CARE 2. NAME OF OTHER BUSINESS: FOX HOLDINGS, INC DBA H&R BLOCK AND FOX FINANCIAL SERVICES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: MANAGE OFFICE EMPLOYEES ALONG WITH THE PREPARATION OF TAX RETURNS. START DATE: 12/1998 POSITION/TITLE/RELATIONSHIP: SHAREHOLDER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: MANAGE OFFICE EMPLOYEES ALONG WITH THE PREPARATION OF TAX RETURNS. 3.NAME OF OTHER BUSINESS: BARTLETT COUNTRY CLUB; INVESTMENT RELATED: NO; ADDRESS: 32 EUCLID AVE, OLEAN, NY 14760; NATURE OF BUSINESS: BOARD; START DATE: 11/2022; POSITION/TITLE/RELATIONSHIP: VICE PRESIDENT; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: ASSIST IN MANAGEMENT OF THE COUNTRY CLUB; 4. NAME OF OTHER BUSINESS: OLEAN GENERAL HOSPITAL FOUNDATION INVESTMENT RELATED: NO ADDRESS: 515 MAIN STREET, OLEAN, NY 14760 NATURE OF BUSINESS: BOARD MEMBER START DATE: 11/2007 POSITION/TITLE/RELATIONSHIP: HONORARY MEMBER OF THE BOARD OF DIRECTORS APX NUMBER OF HOURS PER WEEK: MINIMAL APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: HONORARY MEMBER OF THE BOARD OF DIRECTORS 5. NAME OF OTHER BUSINESS: FOX FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: INVESTMENT PLANNING AND SALES START DATE: 1/1999 POSITION/TITLE/RELATIONSHIP: INVESTMENT REPRESENTATIVE APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 5 BRIEF DESCRIPTION OF DUTIES: INVESTMENT REPRESENTATIVE 6. NAME OF OTHER BUSINESS: SIX GUYS AND A SIMULATOR, LLC DBA UNION TEE GOLF; INVESTMENT RELATED: NO ; ADDRESS: 301 N UNION STREET OLEAN, NY 14760; NATURE OF BUSINESS: GOLF SIMULATOR BUSINESS; START DATE: 05/2024; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: HELP WITH MANAGEMENT OF THE BUSINESS, ADVISE ON FINANCIALS; 7. NAME OF OTHER BUSINESS: OLEAN SCHOOLS FOUNDATION; INVESTMENT RELATED: NO, ADDRESS: 410 WEST SULLIVAN STREET, OLEAN, NY 14760, NATURE OF BUSINESS: ACADEMIC BOOSTER ORGANIZATION, START DATE: 12/2024, POSITION/TITLE/RELATIONSHIP: BOARD MEMBER, APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, BRIEF DESCRIPTION OF DUTIES: ATTEND MEETINGS AND HELP FUND RAISING; 8. NAME OF OTHER BUSINESS: BARTLETT COUNTRY CLUB - MEN'S GOLF ASSOC.; INVESTMENT RELATED: NO; ADDRESS: 32 EUCLID AVE. OLEAN,NY 14760; NATURE OF BUSINESS: NON PROFIT; START DATE: 02/2026; POSITION/TITLE/RELATIONSHIP: BOOKKEEPER/TREASURER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BILL PAYING FOR THE GOLF ASSOCIATION;

Exams

• S63 Uniform Securities Agent State Law Examination
  1998-12-07

Designations

Other Names

• Scott Charles Derwick