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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-04-21 |
Branch Locations
520 West Highway 96 Suite 100, Shoreview, MN 55126-1904 • United States
Saint Paul, MN • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Feltl And Co | Minneapolis | MN | 04/2013 | 12/2016 |
| Korn Ferry | Minneapolis | MN | 01/2017 | 01/2025 |
| Rbc Capital Markets, Llc | Shoreview | MN | 01/2025 | Present |
1) Regency Hotel Management, No, 3211 W Sencore, Sioux Falls, SD 57107, Hotels, Shareholder, 1998, zero, zero, none 2) SD CH Franchise Investors, No, 3211 W Sencore, Sioux Falls, SD 57107, Hotels, Shareholder, 1998, zero, zero, none 3) US Hotel Rochester Ventures LLLP, No, 3211 W Sencore, Sioux Falls, SD 57107, Hotels, Shareholder, 2013, zero, zero, none 4) Fargo Clubhouse Ventures LLLP, No, 3211 W Sencore, Sioux Falls, SD 57107, Hotels, Shareholder, 2013, zero, zero, none 5) USH Rapid City Ventures LLLP, No, 3211 W Sencore, Sioux Falls, SD 57107, Hotels, Shareholder, 2021, zero, zero, none 6) Kelly Inns Ltd, No, 3205 W Sencore, Sioux Falls, SD 57107, Hotels, Shareholder, 1998, zero, zero, none 7) Kelly Midwest Ventures LP, No, 3205 W Sencore, Sioux Falls, SD 57107, Hotels, LP, 2008, zero, zero, none 8) Kelly Cody WY Hotel Ventures LLLP, No, 3205 W Sencore, Sioux Falls, SD 57107, Hotels, LP, 2013, zero, zero, none 9) NAME OF ENTITY: Sexton Lofts Condominiums HOA ADDRESS: 521 S 7th Street, Minneapolis, MN, 55415 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Other START DATE: 07/05/2025 CAPACITY: Board of Directors DUTIES: Board member for my condo building HOURS DEVOTED PER MONTH: 0 - 4 Hours HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0 - 4 Hours (10) NAME OF ENTITY: Thimjon Rental Property ADDRESS: 4536 Foothill Trl, Saint Paul, Minnesota 55127 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Rental property ownership START DATE: May 01, 2026 CAPACITY: Owner DUTIES: Property management HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-21 |
| S65 | Uniform Investment Adviser Law Examination | 2012-11-01 |
| S63 | Uniform Securities Agent State Law Examination | 2011-07-15 |
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