Eric Thomas Nikles

Current Employers

Employment History

• 06/2010 → 11/2018
  Jhfn Sii
  Allentown, PA
• 11/2018 → 08/2023
  Royal Alliance Associates, Inc.
  Allentown, PA
• 08/2023 → Present
  Osaic Wealth, Inc.
  Allentown, PA

Previous Registrations

• 2014-03-19 → 2018-11-02
  Signator Investors, Inc.
  Allentown, PA

Other Businesses

1) KEYSTONE FINANCIAL MANAGEMENT LLC POSITION: Financial Advisor/Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 320 SECURITIES TRADING HOURS: 210 START DATE: 03/14/2011 ADDRESS: 112 South Broad Street, Nazareth PA 18064, United States DESCRIPTION: Sales/marketing of securities, investment advisory and insurance products 2) KEYSTONE FINANCIAL MANAGEMENT LLC - FIXED INSURANCE POSITION: Agent/ Financial Advisor/Owner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 03/14/2011 ADDRESS: 112 South Broad Street, Nazareth PA 18064, United States DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 3) KEYSTONE REAL ESTATE, LLC POSITION: Partner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 08/01/2018 ADDRESS: 112 South Broad Street, Nazareth PA 18064, United States DESCRIPTION: Management of rental properties

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-17
• S63 Uniform Securities Agent State Law Examination
  2011-02-24

Designations